SEC Filing | SunPower Corporation

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SEC FORM 3 SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Prakash Vidul

(Last)

(First)

(Middle)

77 RIO ROBLES

(Street)

SAN JOSE

95134

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
03/01/2018

3. Issuer Name and Ticker or Trading Symbol
SUNPOWER CORP [ SPWR ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Principal Accounting Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	15,615	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Restricted Stock Units (RSUs)	⁽¹⁾	⁽¹⁾	Common Stock	2,934	⁽²⁾	D
Restricted Stock Units (RSUs)	⁽¹⁾	⁽¹⁾	Common Stock	834	⁽²⁾	D
Restricted Stock Units (RSUs)	⁽¹⁾	⁽¹⁾	Common Stock	67	⁽²⁾	D
Restricted Stock Units (RSUs)	⁽³⁾	⁽³⁾	Common Stock	6,930	⁽²⁾	D
Restricted Stock Units (RSUs)	⁽⁴⁾	⁽⁴⁾	Common Stock	1,800	⁽²⁾	D
Restricted Stock Units (RSUs)	⁽⁴⁾	⁽⁴⁾	Common Stock	6,450	⁽²⁾	D
Restricted Stock Units (RSUs)	⁽⁵⁾	⁽⁵⁾	Common Stock	30,000	⁽²⁾	D
Restricted Stock Units (RSUs)	⁽⁶⁾	⁽⁶⁾	Common Stock	30,000	⁽²⁾	D

Explanation of Responses:

1. The remaining RSUs shall vest on March 1, 2018.

2. Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.

3. The remaining RSUs shall vest in installments on each of January 25, 2019 and January 25, 2020.

4. The remaining RSUs shall vest in installments on each of March 1, 2018, March 1, 2019 and March 1, 2020.

5. The remaining RSUs shall vest in installments on each of January 5, 2019, January 5, 2020 and January 5, 2021.

6. The remaining RSUs shall vest in installments of March 1, 2018, March 1, 2019, March 1, 2020 and March 1, 2021.

Remarks:

	Lauren Walz,attorney-in-fact for Vidul Prakash	03/05/2018
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.