SEC FORM
4
SEC Form 4
| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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3235-0287 |
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0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
| C/O SUNPOWER CORPORATION |
| 3939 NORTH FIRST STREET |
(Street)
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2. Issuer Name and Ticker or Trading Symbol
SUNPOWER CORP
[ SPWRA ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
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10% Owner |
| X |
Officer (give title below) |
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Other (specify below) |
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General Counsel & Corp. Sec.
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3. Date of Earliest Transaction
(Month/Day/Year)
12/24/2008
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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| 1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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| Code |
V |
Amount |
(A) or (D) |
Price |
| Class A Common Stock |
12/24/2008 |
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M |
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5,000 |
A |
$2.6
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42,545 |
D |
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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| 1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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| Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Stock Option (Right to Buy) |
$2.6
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12/24/2008 |
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M |
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5,000 |
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09/12/2015 |
Class A Common Stock |
5,000 |
$0
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10,436 |
D |
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| Explanation of Responses: |
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| Remarks: |
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Donald T. Rozak, Jr., CP, as attorney-in-fact for Bruce Ledesma |
12/24/2008 |
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** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
form8-k.htm
POWER OF
ATTORNEY
KNOW ALL
MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Don
Rozak, Magali Salomon, Christopher Jaap and Bruce Ledesma, and each of them, as
the true and lawful attorney or attorneys-in-fact, with full power of
substitution and revocation, for the undersigned and in the name, place and
stead of the undersigned, in any and all capacities, to execute, on behalf of
the undersigned, any and all statements or reports under Section 16 of the
Securities Exchange Act of 1934, as amended, with respect to the beneficial
ownership of shares of class A common stock, par value $0.001 per share, or
other securities of SunPower Corporation, including, without limitation, all
initial statements of beneficial ownership on Form 3, all statements of changes
in beneficial ownership on Form 4, all annual statements of beneficial ownership
on Form 5 and all successor or similar forms, to be filed with the Securities
and Exchange Commission, to execute any and all amendments or supplements to any
such statements or reports, and to file the same, with all exhibits thereto, and
other documents in connection therewith, with the Securities and Exchange
Commission, granting to said attorney or attorneys-in-fact, and each of them,
full power and authority to do so and perform each and every act and thing
requisite and necessary to be done in and about the premises (including, without
limitation, completing, executing and delivering a Form ID to apply for
electronic filing codes), as fully and to all intents and purposes as the
undersigned might or could do in person, and hereby ratifying and confirming all
that said attorney or attorneys-in-fact, or any of them, or their substitute or
substitutes, may lawfully do or cause to be done by virtue
hereof. The undersigned acknowledges that the foregoing
attorneys-in-fact, and each of them, in serving in such capacity at the request
of the undersigned, are not assuming any of the responsibilities of the
undersigned to comply with Section 16 of the Securities Exchange Act of 1934 or
any other legal requirement. This Power of Attorney shall remain in
effect until revoked in writing by the undersigned.
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By:
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/s/ Bruce
Ledesma |
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Name: Bruce
Ledesma |
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Date: August
7, 2008
